Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • [FCA CF] Client dealing (29 Aug 2024 to 30 Jun 2025)
    • CF30 Customer (14 Apr 2009 to 27 Feb 2017)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • [FCA CF] Client dealing (21 Dec 2020 to 9 Aug 2024)
    • [FCA CF] Manager of certification employee (21 Dec 2020 to 9 Aug 2024)
    • CF30 Customer (29 Nov 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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