James Alexander Galea

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Handelsbanken plc
FRN 806852
- [FCA CF] Client dealing (since 9 Dec 2025)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (9 Apr 2014 to 6 Mar 2016)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (9 Apr 2014 to 6 Mar 2016)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (28 Nov 2012 to 28 Feb 2014)
- CF23 Corporate Finance Adviser (9 Oct 2006 to 31 Oct 2007)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF23 Corporate Finance Adviser (24 Mar 2005 to 4 Aug 2006)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF23 Corporate Finance Adviser (24 Mar 2005 to 4 Aug 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.