James Alexander Fowler

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Resolution Property FM Limited (no longer approved here)

    FRN 212866

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 Dec 2020)
    • CF11 Money Laundering Reporting (19 Oct 2016 to 8 Dec 2019)
    • CF30 Customer (19 Oct 2016 to 8 Dec 2019)
    • CF1 Director (5 Dec 2011 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 17 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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