James Alexander David Edwards

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 21 Mar 2022)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 31 Aug 2016)
- CF4 Partner (AR) (31 Aug 2016 to 1 Nov 2018)
Limestone Financial Planning Ltd
FRN 971001
- (2)Employed By (since 21 Mar 2022)
Mortgage Advice Bureau (Derby) Limited (no longer approved here)
FRN 466154
- CF4 Partner (AR) (6 May 2009 to 16 Oct 2012)
CCV Risk Solutions Limited (no longer approved here)
FRN 461649
- CF1 Director (AR) (28 Oct 2008 to 3 Dec 2009)
Barbon Insurance Group Limited (no longer approved here)
FRN 308724
- CF1 Director (AR) (13 Jul 2005 to 20 Mar 2007)
Town & Country Property Services Limited (no longer approved here)
FRN 411933
- (1)Employed By (14 Jan 2005 to 16 Jun 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.