Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 5 Nov 2024)
    • [FCA CF] Client dealing (since 5 Nov 2024)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 4 Nov 2024)
    • [FCA CF] Client dealing (1 Feb 2024 to 4 Nov 2024)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Functions requiring qualifications (6 Jan 2017 to 31 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

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