Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Enigma Strategy Limited
FRN 926961
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jul 2023)
- SMF16 Compliance Oversight (since 25 Jul 2023)
- [FCA CF] Functions requiring qualifications (since 14 Feb 2021)
- SMF3 Executive Director (since 9 Sep 2020)
- [FCA CF] Client dealing (since 9 Sep 2020)
Recent activity
Updates to this individual's record on the FCA register.
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