James Alec Stevens

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Mansfield Building Society
FRN 206049
- SMF4 Chief Risk (since 23 Apr 2026)
- SMF16 Compliance Oversight (since 16 Jan 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jan 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2022)
Nottingham Building Society (no longer approved here)
FRN 200785
- [FCA CF] Significant management (4 Jul 2016 to 27 May 2022)
Cambridge & Counties Bank Limited (no longer approved here)
FRN 579415
- CF28 Systems and controls (7 Aug 2013 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.