James Alan Osler Moir

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JUPITER INVESTMENT MANAGEMENT LIMITED
FRN 171847
- [FCA CF] Client dealing (since 1 Jan 2021)
Jupiter Asset Management Limited
FRN 141274
- [FCA CF] Client dealing (since 5 Oct 2020)
- CF30 Customer (27 Dec 2018 to 8 Dec 2019)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (5 Mar 2012 to 11 May 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.