James Alan Carpenter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 2 Jul 2025)
    • [FCA CF] Client dealing (since 2 Jul 2025)
    • CF30 Customer (since 21 May 2025)
  • Polaris Financial Ltd

    FRN 1015904

    • (4)Employed By (since 21 May 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (1 Dec 2020 to 16 May 2025)
    • CF30 Customer (4 Nov 2020 to 16 May 2025)
  • Pinnacle Wealth Management LLP (no longer approved here)

    FRN 582859

    • (33)Employed By (4 Nov 2020 to 16 May 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.