James Ainley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investec Bank PLC

    FRN 172330

    • [FCA CF] Client dealing (since 2 Sep 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (1 Oct 2019 to 3 Mar 2025)
    • [FCA CF] Client dealing (16 Jun 2016 to 3 Mar 2025)
    • CF30 Customer (17 Aug 2009 to 6 Mar 2016)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF30 Customer (6 Feb 2009 to 29 Jul 2009)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 6 Feb 2009)
    • CF21 Investment Adviser (31 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.