James Ainley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 21 Feb 2025)
    • [FCA CF] Material risk taker (since 5 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 5 Sep 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (16 Jul 2020 to 22 Jan 2026)
    • [FCA CF] Material risk taker (16 Jul 2020 to 22 Jan 2026)
    • [FCA CF] Client dealing (11 Jul 2016 to 22 Jan 2026)
    • CF30 Customer (31 Jul 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.