Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LGT Wealth Management Limited
FRN 466684
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
- [FCA CF] Client dealing (since 1 Nov 2025)
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LGT Wealth Management UK LLP
FRN 471048
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 1 Feb 2020)
- [FCA CF] Client dealing (since 1 Feb 2020)
- CF30 Customer (21 May 2009 to 8 Dec 2019)
- CF4 Partner (21 May 2009 to 17 Jun 2015)
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- CF30 Customer (1 Nov 2007 to 19 Nov 2008)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.