James Adam Kear

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cardinal Financial Planning and Wealth Management Limited

    FRN 978705

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 13 May 2024)
    • [FCA CF] Functions requiring qualifications (since 3 Oct 2023)
    • [FCA CF] Client dealing (3 Oct 2023 to 16 Oct 2023)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (10 Sep 2021 to 29 Sep 2023)
  • NEEDHAM MORTGAGE CENTRE LIMITED (no longer approved here)

    FRN 486076

    • [FCA CF] Functions requiring qualifications (10 Feb 2020 to 23 Jul 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Functions requiring qualifications (24 Sep 2018 to 8 Feb 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.