Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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VANGUARD ASSET MANAGEMENT, LTD.
FRN 527839
- [FCA CF] Significant management (since 21 Aug 2023)
- [FCA CF] Client dealing (21 Dec 2020 to 1 Nov 2023)
- [FCA CF] Functions requiring qualifications (21 Dec 2020 to 1 Nov 2023)
- [FCA CF] Manager of certification employee (21 Dec 2020 to 1 Nov 2023)
- CF30 Customer (7 May 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.