James Adam Ellithorn

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 18 Mar 2025)
    • CF1 Director (AR) (since 14 Mar 2025)
    • CF30 Customer (since 14 Mar 2025)
  • ELLITHORN FINANCIAL PLANNING LTD

    FRN 1026632

    • (1)Employed By (since 14 Mar 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Dec 2024)
    • CF30 Customer (22 Sep 2016 to 30 Dec 2024)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (208)Employed By (22 Sep 2016 to 30 Dec 2024)
  • Simple Financial Advice Limited (no longer approved here)

    FRN 456653

    • CF30 Customer (1 Nov 2011 to 14 Nov 2016)
  • Temple Heelis Financial Services Ltd (no longer approved here)

    FRN 491662

    • Employed By (1 Nov 2011 to 9 Jun 2015)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (22 Jan 2009 to 29 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.