James Adam Barnett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 11 Jan 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (5 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Jun 2006 to 5 Feb 2007)
    • CF1 Director (AR) (19 Jun 2006 to 12 May 2014)
  • Versura Ltd

    FRN 418405

    • Employed By (since 11 Jan 2019)
    • Employed By (21 Dec 2004 to 18 Jun 2014)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (1 Jun 2005 to 18 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.