James Absolom

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc

    FRN 223304

    • [FCA CF] Client dealing (since 23 Sep 2024)
    • [FCA CF] Manager of certification employee (since 23 Sep 2024)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Client dealing (9 Dec 2021 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2021 to 31 Mar 2025)
    • [FCA CF] Material risk taker (9 Dec 2021 to 21 Feb 2023)
    • CF30 Customer (3 Nov 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.