Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 11 Dec 2023)
    • [FCA CF] Client dealing (since 31 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 31 Dec 2020)
    • CF30 Customer (25 Jun 2013 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 Mar 2010 to 22 May 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (26 Mar 2008 to 14 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

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