Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 13 Jun 2018)
    • Employed By (since 13 Jun 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (13 Feb 2015 to 11 Jun 2018)
  • Ablestoke Financial Planning LLP (no longer approved here)

    FRN 574544

    • (11)Employed By (21 Nov 2014 to 11 Jun 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.