Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 3 Dec 2018)
    • [FCA CF] Manager of certification employee (since 3 Dec 2018)
    • [FCA CF] Material risk taker (since 3 Dec 2018)
    • [FCA CF] Significant management (since 7 Mar 2016)
  • Plata Finance Limited (no longer approved here)

    FRN 718925

    • CF1 Director (10 May 2017 to 9 Dec 2019)
    • CF10a CASS Oversight function (10 May 2017 to 14 Sep 2018)
    • CF3 Chief Executive (10 May 2017 to 9 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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