Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF30 Customer (1 Nov 2007 to 4 Aug 2008)
    • CF1 Director (16 Jun 2003 to 4 Aug 2008)
    • CF21 Investment Adviser (16 Jun 2003 to 31 Oct 2007)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF21 Investment Adviser (1 Dec 2001 to 7 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.