Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 12 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 9 Jan 2017)
    • CF1 Director (AR) (1 Apr 2020 to 24 Feb 2021)
    • Responsible for Insurance Mediation (9 Jan 2017 to 30 Sep 2018)
    • CF1 Director (9 Jan 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Jan 2017 to 8 Dec 2019)
  • Cherry Street Holdings Ltd (no longer approved here)

    FRN 841262

    • SMF3 Executive Director (9 Dec 2019 to 5 May 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 5 May 2021)
    • CF10 Compliance Oversight (21 Oct 2019 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (21 Oct 2019 to 5 May 2021)
    • Responsible for Insurance Distribution (21 Oct 2019 to 5 May 2021)
    • CF1 Director (21 Oct 2019 to 8 Dec 2019)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • CF1 Director (AR) (21 Sep 2015 to 10 Aug 2016)
  • Mortgage Advice Bureau (Derby) Limited (no longer approved here)

    FRN 466154

    • CF1 Director (AR) (21 Sep 2015 to 10 Aug 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.