Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 13 Jun 2025)
- CF30 Customer (since 12 Jun 2025)
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Quilter Financial Advisers Ltd
FRN 452529
- (172)Employed By (since 12 Jun 2025)
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- [FCA CF] Functions requiring qualifications (5 Apr 2024 to 30 May 2025)
- [FCA CF] Client dealing (21 Jan 2023 to 30 May 2025)
- Appointed representative dealing with clients for which they require qualification (21 Jan 2023 to 30 May 2025)
- CF30 Customer (20 Jan 2023 to 30 May 2025)
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- [FCA CF] Client dealing (7 Jun 2022 to 11 Aug 2022)
- [FCA CF] Functions requiring qualifications (7 Jun 2022 to 11 Aug 2022)
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- [FCA CF] Functions requiring qualifications (1 Jul 2020 to 14 Feb 2021)
- [FCA CF] Client dealing (1 Jul 2020 to 14 Feb 2021)
- CF30 Customer (27 Jul 2018 to 8 Dec 2019)
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- CF30 Customer (6 Jun 2016 to 3 Mar 2017)
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- CF30 Customer (31 Jul 2015 to 23 May 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.