Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 13 Jun 2025)
    • CF30 Customer (since 12 Jun 2025)
    • (172)Employed By (since 12 Jun 2025)
  • PERSPECTIVE (SOUTH EAST) LIMITED (no longer approved here)

    FRN 178690

    • [FCA CF] Functions requiring qualifications (5 Apr 2024 to 30 May 2025)
    • [FCA CF] Client dealing (21 Jan 2023 to 30 May 2025)
    • Appointed representative dealing with clients for which they require qualification (21 Jan 2023 to 30 May 2025)
    • CF30 Customer (20 Jan 2023 to 30 May 2025)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (7 Jun 2022 to 11 Aug 2022)
    • [FCA CF] Functions requiring qualifications (7 Jun 2022 to 11 Aug 2022)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (1 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (27 Jul 2018 to 8 Dec 2019)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (6 Jun 2016 to 3 Mar 2017)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (31 Jul 2015 to 23 May 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.