Jagadish Kumar Shanmugam

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DREAM BRICKS FINANCIAL LTD

    FRN 960812

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Responsibility for MCD Intermediation (since 5 Oct 2022)
    • Responsible for Insurance Distribution (since 5 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 5 Oct 2022)
    • SMF16 Compliance Oversight (since 5 Oct 2022)
    • SMF3 Executive Director (since 5 Oct 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (23 Mar 2021 to 10 May 2022)

Recent activity

Updates to this individual's record on the FCA register.

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