Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • [FCA CF] Client dealing (20 May 2025 to 16 Jan 2026)
    • [FCA CF] Functions requiring qualifications (20 May 2025 to 16 Jan 2026)
  • CBW Financial Planning Limited (no longer approved here)

    FRN 182357

    • (11)[FCA CF] Client dealing (2 Oct 2020 to 27 Jan 2025)
    • (12)[FCA CF] Functions requiring qualifications (2 Oct 2020 to 27 Jan 2025)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF30 Customer (5 Apr 2019 to 31 Jul 2019)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF30 Customer (5 Aug 2013 to 30 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (11)[FCA CF] Client dealing at CBW Financial Planning Limited

  2. controlled function added: (12)[FCA CF] Functions requiring qualifications at CBW Financial Planning Limited