Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Managing a material risk taker (since 18 Feb 2026)
- [FCA CF] Manager of certification employee (12 Mar 2021 to 10 Jan 2023)
- [PRA CF] Significant risk taker or Material risk taker (12 Mar 2021 to 10 Jan 2023)
- CF30 Customer (26 May 2011 to 13 Oct 2014)
- CF21 Investment Adviser (18 Aug 2003 to 5 Jul 2006)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Managing a material risk taker (since 18 Feb 2026)
- [PRA CF] Significant risk taker or Material risk taker (12 Mar 2021 to 10 Jan 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.