Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Significant management (since 1 Mar 2022)
    • SMF3 Executive Director (since 1 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2022)
    • [FCA CF] Manager of certification employee (since 1 Mar 2022)
    • [FCA CF] Material risk taker (since 1 Mar 2022)
    • Responsibility for MCD Intermediation (since 1 Mar 2022)
    • Responsible for Insurance Distribution (since 1 Mar 2022)
    • SMF16 Compliance Oversight (since 1 Mar 2022)
  • JULIAN HARRIS ADVISER NETWORK LIMITED (no longer approved here)

    FRN 304155

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Apr 2022)
  • Benchmark Financial Planning Limited (no longer approved here)

    FRN 227247

    • Employed By (22 Mar 2004 to 30 Jun 2004)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF21 Investment Adviser (16 Jul 2003 to 30 Jun 2004)
  • Ian Cooke & Partners (1296) (no longer approved here)

    FRN 163348

    • (7)Employed By (3 Apr 2000 to 29 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.