Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 25 Aug 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (9 Sep 2019 to 8 Jul 2023)
    • [FCA CF] Client dealing (9 Sep 2019 to 8 Jul 2023)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (9 Sep 2019 to 8 Jul 2023)
    • [FCA CF] Manager of certification employee (9 Sep 2019 to 8 Jul 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (31 Jan 2019 to 30 Sep 2019)
    • [FCA CF] Material risk taker (31 Jan 2019 to 30 Sep 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Material risk taker (17 Jul 2018 to 30 Sep 2019)
    • [FCA CF] Client dealing (12 Oct 2016 to 30 Sep 2019)
    • [FCA CF] Manager of certification employee (12 Oct 2016 to 30 Sep 2019)
    • CF30 Customer (12 Apr 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.