Jacques Barouhiel

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- [FCA CF] Client dealing (7 Sep 2016 to 6 Oct 2020)
- CF30 Customer (5 Sep 2011 to 6 Mar 2016)
Orchard Global Asset Management LLP (no longer approved here)
FRN 494250
- CF4 Partner (5 Jan 2010 to 27 Oct 2010)
- CF10 Compliance Oversight (5 Jan 2010 to 27 Oct 2010)
- CF11 Money Laundering Reporting (5 Jan 2010 to 27 Oct 2010)
- CF30 Customer (5 Jan 2010 to 27 Oct 2010)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (25 Apr 2006 to 8 Jun 2007)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (15 Apr 2004 to 9 Jun 2005)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (15 Apr 2004 to 9 Jun 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.