Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Material risk taker (21 Nov 2018 to 4 Jul 2022)
    • [FCA CF] Manager of certification employee (21 Nov 2018 to 26 May 2022)
    • [FCA CF] Client dealing (12 Nov 2018 to 4 Jul 2022)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (7 Mar 2016 to 15 Jun 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 15 Jun 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 26 May 2022)
    • CF30 Customer (21 Oct 2014 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (7 Mar 2016 to 15 Jun 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 15 Jun 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 26 May 2022)
    • CF30 Customer (21 Oct 2014 to 6 Mar 2016)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 15 Oct 2014)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 15 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.