Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 18 Aug 2022)
    • (2)Employed By (since 18 Aug 2022)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (22 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Apr 2005 to 22 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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