Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 1 Nov 2020)
    • CF30 Customer (1 Nov 2007 to 14 Jun 2013)
    • CF21 Investment Adviser (21 Mar 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Mar 2002)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (10 Jul 2013 to 20 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

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