Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Mortgage Corner Limited
FRN 312889
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Feb 2020)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 5 Oct 2016)
- CF10 Compliance Oversight (14 Aug 2018 to 8 Dec 2019)
- Responsible for Insurance Mediation (25 Jan 2011 to 30 Sep 2018)
- CF29 Significant management (25 Jan 2011 to 8 Dec 2019)
- CF1 Director (28 Oct 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.