Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • [FCA CF] Manager of certification employee (since 1 Nov 2025)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 1 Feb 2020)
    • [FCA CF] Client dealing (since 1 Feb 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2020)
    • CF4 Partner (29 Jul 2013 to 3 Oct 2019)
    • CF30 Customer (17 Feb 2012 to 8 Dec 2019)
  • BELLECAPITAL UK LIMITED (no longer approved here)

    FRN 140948

    • CF30 Customer (1 Nov 2007 to 9 Nov 2011)
    • CF21 Investment Adviser (20 Jul 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (28 Feb 2005 to 29 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.