Jacqueline Brooks

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
  • Quilter Financial Planning Solutions Limited

    FRN 184591

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 2 Feb 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Feb 2023)
    • CF30 Customer (1 Nov 2007 to 27 Oct 2011)
    • CF21 Investment Adviser (8 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Jun 2005 to 8 Dec 2005)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (18 Oct 2011 to 2 Mar 2012)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.