Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PJK ASSOCIATES LIMITED
FRN 301947
- [FCA CF] Client dealing (since 17 Aug 2023)
- SMF16 Compliance Oversight (since 4 Apr 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Apr 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (7 Dec 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (7 Dec 2005 to 16 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.