Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Gardner Financial Management Ltd
FRN 732088
- (17)SMF16 Compliance Oversight (since 9 Dec 2019)
- (18)SMF3 Executive Director (since 9 Dec 2019)
- (7)CF1 Director (6 Jun 2016 to 8 Dec 2019)
- (6)CF10 Compliance Oversight (6 Jun 2016 to 8 Dec 2019)
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- CF1 Director (AR) (22 Nov 2012 to 12 Aug 2014)
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- CF1 Director (AR) (29 Oct 2012 to 28 Nov 2014)
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- CF1 Director (AR) (8 Nov 2005 to 17 Dec 2012)
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- (4)Employed By (8 Nov 2005 to 12 Aug 2014)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: SMF16 Compliance Oversight at Gardner Financial Management Ltd
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controlled function removed: SMF3 Executive Director at Gardner Financial Management Ltd
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controlled function added: (6)CF10 Compliance Oversight at Gardner Financial Management Ltd
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controlled function added: (7)CF1 Director at Gardner Financial Management Ltd
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controlled function added: (17)SMF16 Compliance Oversight at Gardner Financial Management Ltd
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controlled function added: (18)SMF3 Executive Director at Gardner Financial Management Ltd