Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 1 Jun 2021)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Aug 2020)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (7 Mar 2016 to 1 Jun 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Jun 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Jun 2021)
    • CF30 Customer (18 Nov 2014 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (7 Mar 2016 to 1 Jun 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Jun 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Jun 2021)
    • CF30 Customer (18 Nov 2014 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 18 Aug 2014)
    • CF21 Investment Adviser (12 May 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.