Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis

    FRN 206092

    • [PRA CF] Significant risk taker or Material risk taker (since 31 Oct 2025)
    • [FCA CF] Client dealing (since 31 Oct 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (24 Oct 2024 to 9 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (27 Jan 2020 to 18 Sep 2025)
    • [FCA CF] Material risk taker (27 Jan 2020 to 18 Sep 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Sep 2025)
    • CF30 Customer (19 Nov 2010 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (24 Oct 2024 to 9 May 2025)
    • [FCA CF] Material risk taker (18 Dec 2020 to 18 Sep 2025)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 18 Sep 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Sep 2025)
    • CF30 Customer (19 Nov 2010 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Manager of certification employee (24 Oct 2024 to 9 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 18 Sep 2025)
    • [FCA CF] Material risk taker (18 Dec 2020 to 18 Sep 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Sep 2025)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 18 Oct 2010)
    • CF21 Investment Adviser (18 Jul 2006 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (8 Nov 2002 to 3 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.