Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 17 Feb 2023)
- [FCA CF] Client dealing (since 10 Mar 2020)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 17 Feb 2023)
- [FCA CF] Client dealing (since 10 Mar 2020)
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J.P. Morgan SE
FRN 755066
- [FCA CF] Manager of certification employee (since 17 Feb 2023)
- [FCA CF] Client dealing (since 22 Jan 2022)
- [FCA CF] Manager of certification employee (22 Jan 2022 to 2 Aug 2022)
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- CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.