Jacob Andrew Frederick Fielder

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Walmsley Baker (UK) Limited

    FRN 964188

    • (1)21. Advising or arranging (bringing about) equity release transactions
    • (4)4. Giving personal recommendations on retail investment products which are not broker funds
    • (3)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (2)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (6)[FCA CF] Functions requiring qualifications (since 12 Jul 2022)
    • (5)[FCA CF] Client dealing (since 12 Jul 2022)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (16 Jul 2021 to 21 Apr 2022)
    • CF30 Customer (16 Jun 2021 to 21 Apr 2022)
    • [FCA CF] Functions requiring qualifications (1 Jun 2021 to 16 Jul 2021)
    • [FCA CF] Client dealing (1 Jun 2021 to 16 Jul 2021)
  • Walmsley Baker (UK) Ltd (no longer approved here)

    FRN 943827

    • Employed By (16 Jun 2021 to 21 Apr 2022)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Functions requiring qualifications at Walmsley Baker (UK) Limited

  2. controlled function removed: 21. Advising or arranging (bringing about) equity release transactions at Walmsley Baker (UK) Limited

  3. controlled function removed: [FCA CF] Client dealing at Walmsley Baker (UK) Limited

  4. controlled function removed: 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at Walmsley Baker (UK) Limited

  5. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Walmsley Baker (UK) Limited

  6. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Walmsley Baker (UK) Limited

  7. controlled function added: (1)21. Advising or arranging (bringing about) equity release transactions at Walmsley Baker (UK) Limited

  8. controlled function added: (2)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at Walmsley Baker (UK) Limited

  9. controlled function added: (3)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Walmsley Baker (UK) Limited

  10. controlled function added: (4)4. Giving personal recommendations on retail investment products which are not broker funds at Walmsley Baker (UK) Limited

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