Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF4 Partner (AR) (since 2 Dec 2021)
    • Appointed representative dealing with clients for which they require qualification (since 20 Jan 2021)
    • CF30 Customer (since 18 Jan 2021)
    • (11)Employed By (since 18 Jan 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Functions requiring qualifications (4 Jul 2016 to 23 Oct 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Functions requiring qualifications (4 Jul 2016 to 23 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

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