Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BROOKLANDS COMMERCIAL FINANCE LIMITED
FRN 648940
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 15 Jun 2023)
- SMF16 Compliance Oversight (since 24 May 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 May 2019)
- Responsibility for MCD Intermediation (since 1 May 2019)
- CF1 Director (1 May 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.