Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 3 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 3 Mar 2026)
  • First With Mortgages Limited (no longer approved here)

    FRN 408286

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.