Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2024)
    • [FCA CF] Manager of certification employee (since 13 Jun 2023)
    • [FCA CF] Client dealing (since 15 Feb 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Material risk taker (23 May 2022 to 23 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (23 May 2022 to 23 Dec 2022)
    • [FCA CF] Client dealing (1 Aug 2019 to 23 Dec 2022)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (30 Apr 2018 to 31 May 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (7 Mar 2016 to 31 May 2019)
    • CF30 Customer (2 Nov 2015 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (7 Mar 2016 to 31 May 2019)
    • CF30 Customer (2 Nov 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.