Jack Nichols

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Brooks Macdonald Asset Management Limited
FRN 184918
- [FCA CF] Client dealing (since 16 Nov 2020)
- CF30 Customer (2 Sep 2019 to 8 Dec 2019)
Citibank, N.A. (no longer approved here)
FRN 124704
- [FCA CF] Client dealing (20 Oct 2017 to 4 Sep 2019)
Citibank Europe plc (no longer approved here)
FRN 211646
- [FCA CF] Client dealing (20 Oct 2017 to 4 Sep 2019)
THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)
FRN 114724
- CF30 Customer (13 Oct 2014 to 6 Mar 2016)
Coutts & Company (no longer approved here)
FRN 122287
- CF30 Customer (12 Sep 2014 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.