Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 25 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
    • [FCA CF] Manager of certification employee (3 Jan 2023 to 21 Aug 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.