Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Oberon Investments Limited
FRN 124885
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 29 Jun 2020)
- [FCA CF] Functions requiring qualifications (since 29 Jun 2020)
-
- CF30 Customer (8 May 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.