Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 20 Jan 2026)
    • [FCA CF] Client dealing (since 6 Jan 2026)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Functions requiring qualifications (4 Nov 2024 to 31 Oct 2025)
    • [FCA CF] Client dealing (4 Nov 2024 to 31 Oct 2025)
  • Protect and Lend Limited (no longer approved here)

    FRN 811665

    • (2)Employed By (27 Jun 2018 to 14 Jan 2019)
  • New Leaf Distribution Limited (no longer approved here)

    FRN 460421

    • CF30 Customer (26 May 2017 to 14 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.