Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 18 Jul 2025)
    • [FCA CF] Material risk taker (since 28 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 28 Jul 2022)
    • [FCA CF] Client dealing (since 27 May 2020)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (14 Sep 2016 to 22 May 2020)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (14 Sep 2016 to 22 May 2020)

Recent activity

Updates to this individual's record on the FCA register.

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