Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Manager of certification employee (since 18 Jul 2025)
- [FCA CF] Material risk taker (since 28 Jul 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 28 Jul 2022)
- [FCA CF] Client dealing (since 27 May 2020)
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- [FCA CF] Client dealing (14 Sep 2016 to 22 May 2020)
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- [FCA CF] Client dealing (14 Sep 2016 to 22 May 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.